Filing Details

Accession Number:
0001415889-25-002287
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-01-29 18:03:45
Reporting Period:
2025-01-27
Accepted Time:
2025-01-29 18:03:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1826667 Trisalus Life Sciences Inc. TLSI Surgical & Medical Instruments & Apparatus (3841) 853009869
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2050748 Emmett James Young 6272 W. 91St Ave.
Westminster CO 80031
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-01-27 12,500 $0.00 21,726 No 4 A Direct
Common Stock Acquisiton 2025-01-27 24,000 $5.40 24,000 No 4 P Indirect By Kathleen A. Young Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Indirect By Kathleen A. Young Living Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2025-01-27 75,000 $0.00 75,000 $5.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
75,000 2035-01-26 No 4 A Direct
Footnotes
  1. Represents grant of restricted stock units (the "RSU Award") payable solely in common stock of the Issuer. The shares subject to the RSU Award vest in four equal annual installments commencing on January 1, 2025, subject to the Reporting Person's continued service with the Issuer on each respective vesting date.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.11 to $5.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. The Reporting Person is the sole trustee of Kathleen A. Young Living Trust.
  4. One-fourth (1/4th) of the shares subject to the option shall vest on the one-year anniversary of the vesting commencement date of January 1, 2025 (the "VCD"), and 1/36th of the remaining shares shall vest each month thereafter on the same day of the month as the VCD (or if there is no corresponding day, on the last day of the month), subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.