Filing Details

Accession Number:
0001164727-11-000097
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-08 12:34:02
Reporting Period:
2011-09-06
Filing Date:
2011-09-08
Accepted Time:
2011-09-08 12:34:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1164727 Newmont Mining Corp NEM Gold And Silver Ores (1040) 841611629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480228 R. Thomas Kerr 6363 South Fiddlers Green Circle
Greenwood Village CO 80111
Svp, North American Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.60 Par Value Acquisiton 2011-09-06 2,250 $49.73 16,067 No 4 M Direct
Common Stock, $1.60 Par Value Disposition 2011-09-06 2,250 $64.27 13,817 No 4 S Direct
Common Stock, $1.60 Par Value Acquisiton 2011-09-06 2,250 $45.74 16,067 No 4 M Direct
Common Stock, $1.60 Par Value Disposition 2011-09-06 2,250 $64.29 13,817 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-09-06 2,250 $0.00 2,250 $49.73
Common Stock Employee Stock Option (right to buy) Disposition 2011-09-06 2,250 $0.00 2,250 $45.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-12-02 No 4 M Direct
0 2014-12-07 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices between $64.25 and $64.295. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
  2. This transaction was executed in multiple trades at prices between $64.25 and $64.315. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
  3. As of August 31, 2011, the reporting person held 3,585 shares of Newmont Mining Corporation common stock in his 401(k) Plan.
  4. The options became exercisable in three equal annual installments beginning December 2, 2004.
  5. The options became exercisable in three equal annual installments beginning December 7, 2005.