Filing Details
- Accession Number:
- 0001437749-25-001772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-01-24 14:00:49
- Reporting Period:
- 2025-01-16
- Accepted Time:
- 2025-01-24 14:00:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1391933 | Quaint Oak Bancorp Inc | QNTO | Savings Institutions, Not Federally Chartered (6036) | 352293957 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403487 | J Robert Phillips | C/O Quaint Oak Bancorp, Inc. 501 Knowles Avenue Southampton PA 18966 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2025-01-16 | 1 | $10.30 | 1,345 | No | 4 | S | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 72,804 | Direct | |
Common Stock | 608 | Indirect | By Spouse in IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $13.30 | 2023-05-09 | 2028-05-09 | 4,115 | 4,115 | Direct |
Common Stock | Stock Option (Right to Buy) | $18.00 | 2033-05-10 | 5,000 | 5,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2028-05-09 | 4,115 | 4,115 | Direct |
2033-05-10 | 5,000 | 5,000 | Direct |
Footnotes
- The sale reported in this Form 4 was effected by a third party investment manager to pay fees on the IRA account owned by the reporting person.
- Includes required minimum distribution of 55 shares since the last filed Form 4.
- Includes 800 shares granted pursuant to the Issuer's 2023 Stock Incentive Plan which reflect the unvested portions of a grant amount originally covering 1,000 shares that commenced vesting ratably over five years at 20% per year on May 10, 2024 and includes 67,404 shares held jointly with the reporting person's spouse which reflects the acquisition of 90 shares to satisfy required minimum distribution from the IRA account of the reporting person to the reporting person's joint account with his spouse since the last filed Form 4.
- The options vested at a rate of 20% per year commencing on May 9, 2019.
- The options are vesting at a rate of 20% per year commencing on May 10, 2024.