Filing Details
- Accession Number:
- 0001683168-25-000499
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-01-23 18:11:30
- Reporting Period:
- 2025-01-21
- Accepted Time:
- 2025-01-23 18:11:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158114 | Applied Optoelectronics Inc. | AAOI | Semiconductors & Related Devices (3674) | 760533927 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587599 | J. Stefan Murry | C/O Applied Optoelectronics, Inc. 13139 Jess Pirtle Blvd. Sugar Land TX 77478 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 Par Value | Disposition | 2025-01-21 | 2,298 | $35.17 | 209,831 | No | 4 | S | Direct | |
| Common Stock, $.001 Par Value | Disposition | 2025-01-22 | 1,089 | $30.15 | 208,742 | No | 4 | F | Direct | |
| Common Stock, $.001 Par Value | Disposition | 2025-01-22 | 1,474 | $30.15 | 207,268 | No | 4 | F | Direct | |
| Common Stock, $.001 Par Value | Disposition | 2025-01-22 | 1,922 | $30.15 | 205,346 | No | 4 | F | Direct | |
| Common Stock, $.001 Par Value | Disposition | 2025-01-22 | 3,064 | $30.15 | 202,282 | No | 4 | F | Direct | |
| Common Stock, $.001 Par Value | Disposition | 2025-01-22 | 701 | $30.15 | 201,581 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Footnotes
- These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 18, 2024. The shares were sold in multiple transactions at actual sale prices ranging from $35 to $35.34 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction.
- Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
- Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
- Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
- Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.
Billionaire Hedge Funds
