Filing Details
- Accession Number:
- 0001179110-11-013024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-07 18:54:13
- Reporting Period:
- 2011-08-05
- Filing Date:
- 2011-09-07
- Accepted Time:
- 2011-09-07 18:54:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
809559 | Tcw Strategic Income Fund Inc | TSI | () | 930939398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1487818 | Steve Kane | Tcw Strategic Income Fund, Inc. 865 S. Figueroa Street, Ste. 1800 Los Angeles CA 90017 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-05 | 1,200 | $5.14 | 118,302 | No | 4 | P | Indirect | Stephen M. Kane & Mary Beth Kane |
Common Stock | Acquisiton | 2011-08-08 | 18,300 | $5.05 | 136,602 | No | 4 | P | Indirect | Stephen M. Kane & Mary Beth Kane |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Stephen M. Kane & Mary Beth Kane |
No | 4 | P | Indirect | Stephen M. Kane & Mary Beth Kane |