Filing Details
- Accession Number:
- 0001116595-11-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-07 18:23:39
- Reporting Period:
- 2011-09-02
- Filing Date:
- 2011-09-07
- Accepted Time:
- 2011-09-07 18:23:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766792 | Cvd Equipment Corp | CVV | Special Industry Machinery, Nec (3559) | 112621692 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1116595 | J Martin Teitelbaum | C/O Cvd Equipment Corporation 1860 Smithtown Ave Ronkonkoma NY 11779 | Assistant Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-09-02 | 3,000 | $18.50 | 48,425 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-09-06 | 10,800 | $19.05 | 37,625 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-09-07 | 12,000 | $4.10 | 49,625 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purch common stock | Disposition | 2011-09-07 | 12,000 | $0.00 | 12,000 | $4.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,110 | 2008-10-13 | 2012-09-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,000 | Indirect | By Spouse |
Footnotes
- This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $18.68 to $19.58. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
Billionaire Hedge Funds
