Filing Details

Accession Number:
0001181431-11-048444
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-07 17:47:19
Reporting Period:
2011-09-02
Filing Date:
2011-09-07
Accepted Time:
2011-09-07 17:47:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1390777 Bank Of New York Mellon Corp BK State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209482 L Gerald Hassell The Bank Of New York Mellon Corporation
One Wall Street
New York NY 10286
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-02 50,000 $20.07 556,550 No 4 P Direct
Common Stock Disposition 2011-05-09 20,902 $0.00 0 No 5 G Indirect By GRAT 2009
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 5 G Indirect By GRAT 2009
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 92,882 Indirect By GRAT 2009-2
Common Stock 105,630 Indirect By GRAT 2010-1
Common Stock 120,000 Indirect By GRAT 2010-2
Common Stock 14,269 Indirect By Family Trust
Common Stock 14,269 Indirect By Second Family Trust
Common Stock 49,838 Indirect By 401(k) Plan
Common Stock 56,604 Indirect By Wife
Footnotes
  1. Represents the weighted average price of shares purchased with actual prices ranging from $20.02 to $20.09. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within this range.
  2. Includes 44,363 shares, 62,369 shares and 44,370 shares previously held in GRAT 2009, GRAT 2009-2 and GRAT 2010-1, respectively, which were distributed to the Reporting Person and are held directly.
  3. Upon termination of GRAT 2009, 20,902 shares were transferred to the beneficiaries of the GRAT and the remaining 44,363 shares were distributed to the Reporting Person and are reported as directly held.
  4. Holdings reported as of 6/30/2011.
  5. I disclaim beneficial ownership of these shares.