Filing Details

Accession Number:
0001246360-11-003499
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-07 17:20:09
Reporting Period:
2011-09-07
Filing Date:
2011-09-07
Accepted Time:
2011-09-07 17:20:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
778438 Berry Petroleum Co BRY Crude Petroleum & Natural Gas (1311) 770079387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341147 G Daniel Anderson C/O Berry Petroleum Company
1999 Broadway, Suite 3700
Denver CO 80202
Vp Of Rocky Mtn. And Mid Conti No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-09-07 20,000 $30.65 28,287 No 4 M Direct
Class A Common Stock Acquisiton 2011-09-07 2,956 $32.57 31,243 No 4 M Direct
Class A Common Stock Disposition 2011-09-07 22,956 $46.94 8,287 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Nonstatutory Stock Option 12-15-05 Disposition 2011-09-07 20,000 $0.00 20,000 $30.65
Class A Common Stock Nonstatutory Stock Option 12-15-06 Disposition 2011-09-07 2,956 $0.00 2,956 $32.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-12-15 2015-12-15 No 4 M Direct
17,044 2007-12-15 2016-12-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,119 Indirect Held in 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Nonstatutory Stock Option 3-22-06 $34.06 2009-03-22 2016-03-22 40,000 40,000 Direct
Class A Common Stock 2007 Restricted Stock Unit $0.00 2008-12-14 2017-12-13 4,759 4,759 Direct
Class A Common Stock NSO 2007 $43.61 2008-12-14 2017-12-13 14,279 14,279 Direct
Class A Common Stock 2008 Restricted Stock Units $0.00 2009-12-12 2018-12-11 25,000 25,000 Direct
Class A Common Stock 2009 Restricted Stock Units $0.00 2010-12-11 2019-12-11 9,331 9,331 Direct
Class A Common Stock Perf Based RSUs 3-16-10 $0.00 2012-12-31 2012-12-31 4,130 4,130 Direct
Class A Common Stock March 2011 Employee RSU Grant $0.00 2012-03-02 2021-03-02 2,784 2,784 Direct
Class A Common Stock Non-Statutory Stock Option 3-3-2011 - $48.50 $48.50 2012-03-02 2021-03-02 3,195 3,195 Direct
Class A Common Stock Perf Based RSU 3-2-2011 $0.00 2013-12-31 2021-03-02 2,435 2,435 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-03-22 40,000 40,000 Direct
2017-12-13 4,759 4,759 Direct
2017-12-13 14,279 14,279 Direct
2018-12-11 25,000 25,000 Direct
2019-12-11 9,331 9,331 Direct
2012-12-31 4,130 4,130 Direct
2021-03-02 2,784 2,784 Direct
2021-03-02 3,195 3,195 Direct
2021-03-02 2,435 2,435 Direct
Footnotes
  1. Non Statutory Stock Options (NSO). NSOs vest 100% 3 years from date of grant.
  2. 1 for 1
  3. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
  4. The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
  5. The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.