Filing Details
- Accession Number:
- 0001179110-11-013011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-07 16:38:16
- Reporting Period:
- 2011-09-02
- Filing Date:
- 2011-09-07
- Accepted Time:
- 2011-09-07 16:38:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1466538 | Cowen Group Inc. | COWN | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1094446 | Iv L M George Labranche | Cowen Group, Inc. 599 Lexington Avenue New York NY 10022 | Senior Managing Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2011-09-02 | 10,000 | $3.22 | 1,647,691 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-09-06 | 20,000 | $3.13 | 1,627,691 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-09-07 | 30,000 | $3.25 | 1,597,691 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,297,400 | Indirect | Held by wife |