Filing Details

Accession Number:
0001179110-11-013011
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-07 16:38:16
Reporting Period:
2011-09-02
Filing Date:
2011-09-07
Accepted Time:
2011-09-07 16:38:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466538 Cowen Group Inc. COWN Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1094446 Iv L M George Labranche Cowen Group, Inc.
599 Lexington Avenue
New York NY 10022
Senior Managing Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2011-09-02 10,000 $3.22 1,647,691 No 4 S Direct
Class A Common Stock Disposition 2011-09-06 20,000 $3.13 1,627,691 No 4 S Direct
Class A Common Stock Disposition 2011-09-07 30,000 $3.25 1,597,691 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,297,400 Indirect Held by wife