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Filing Details

Accession Number:: 0001415889-25-001596
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2025-01-16 20:10:27
Reporting Period:: 2025-01-14

Accepted Time:: 2025-01-16 20:10:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1943896	Rubrik Inc.	RBRK	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1207433	Wendell John Thompson	C/O Rubrik Inc. 3495 Deer Creek Road Palo Alto CA 94304		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2025-01-14	9,009	$0.00	9,009	No	4	C	Indirect	By John and Sandra Thompson Trust
Class A Common Stock	Disposition	2025-01-14	5,282	$64.46	3,727	No	4	S	Indirect	By John and Sandra Thompson Trust
Class A Common Stock	Disposition	2025-01-14	3,627	$65.01	100	No	4	S	Indirect	By John and Sandra Thompson Trust
Class A Common Stock	Disposition	2025-01-14	100	$65.80	0	No	4	S	Indirect	By John and Sandra Thompson Trust
Class A Common Stock	Acquisiton	2025-01-15	998	$0.00	998	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By John and Sandra Thompson Trust
No	4	S	Indirect	By John and Sandra Thompson Trust
No	4	S	Indirect	By John and Sandra Thompson Trust
No	4	S	Indirect	By John and Sandra Thompson Trust
No	4	A	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2025-01-14	9,009	$0.00	9,009	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
944,437			No	4	C	Indirect

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			24,999	24,999	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	24,999	24,999	Direct

Footnotes

The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.
This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.79 to $64.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.79 to $65.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
Represents the grant of restricted stock units that are fully vested as of the date of grant.
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.