Filing Details
- Accession Number:
- 0001415889-25-001593
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-01-16 19:23:41
- Reporting Period:
- 2025-01-14
- Accepted Time:
- 2025-01-16 19:23:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1577526 | C3.Ai Inc. | AI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1031530 | M Thomas Siebel | C/O C3.Ai, Inc. 1400 Seaport Blvd Redwood City CA 94603 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2025-01-14 | 409,831 | $1.86 | 2,166,221 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2025-01-14 | 319,629 | $30.82 | 1,846,592 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2025-01-14 | 90,202 | $31.48 | 1,756,390 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2025-01-15 | 255,601 | $1.86 | 2,011,991 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2025-01-15 | 222,212 | $31.96 | 1,789,779 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2025-01-15 | 33,389 | $32.66 | 1,756,390 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2025-01-14 | 409,831 | $0.00 | 409,831 | $1.86 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2025-01-15 | 255,601 | $0.00 | 255,601 | $1.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 388,601 | 2026-11-29 | No | 4 | M | Direct | |
| 133,000 | 2026-11-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 4,976,079 | Indirect | See Footnote |
| Class A Common Stock | 9,216 | Indirect | See Footnote |
| Class A Common Stock | 170,924 | Indirect | See Footnote |
| Class A Common Stock | 72,695 | Indirect | See Footnote |
| Class A Common Stock | 1,237,115 | Indirect | See Footnote |
Footnotes
- The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.
- Represents weighted average sales price. The shares were sold at prices ranging from $30.24 to $31.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $31.24 to $32.17. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $31.535 to $32.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $32.535 to $33.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
- The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
- The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
- The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
- The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
- Fully vested.
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