Filing Details
- Accession Number:
- 0000930413-11-005924
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-07 14:21:00
- Reporting Period:
- 2011-09-02
- Filing Date:
- 2011-09-07
- Accepted Time:
- 2011-09-07 14:21:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878932 | Equus Total Return Inc. | EQS | () | 760345915 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1493029 | Alessandro Benedetti | C/O Equus Total Return, Inc. 8 Greenway Plaza, Suite 930 Houston TX 77046 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-02 | 400,000 | $2.75 | 1,362,962 | No | 4 | P | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnotes |
Footnotes
- Represents 400,000 shares held directly by EB Finance S.A. The reporting person is a stockholder of EB Finance S.A. The Reporting Person disclaims beneficial ownership in the shares except to the extent of his pecuniary interest therein.
- Includes 962,962 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems Inc., a Canadian corporation ("Versatile"). The Reporting Person is a director and minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.
Billionaire Hedge Funds
