Filing Details
- Accession Number:
- 0001562180-25-000370
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-01-14 21:25:16
- Reporting Period:
- 2025-01-10
- Accepted Time:
- 2025-01-14 21:25:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299969 | Comstock Holding Companies Inc. | CHCI | Real Estate (6500) | 201164345 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311081 | Christopher Clemente | 1900 Reston Metro Plaza 10Th Floor Reston VA 20190 | Chairman & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.01 Par Value | Acquisiton | 2025-01-10 | 12,000 | $2.14 | 70,838 | No | 4 | M | Indirect | See footnote |
| Class A Common Stock, $0.01 Par Value | Acquisiton | 2025-01-10 | 5,000 | $8.18 | 75,838 | No | 4 | X | Indirect | See footnote |
| Class A Common Stock, $0.01 Par Value | Disposition | 2025-01-10 | 4,443 | $8.18 | 71,395 | No | 4 | S | Indirect | See footnote |
| Class A Common Stock, $0.01 Par Value | Acquisiton | 2025-01-11 | 1,980 | $0.00 | 73,375 | No | 4 | M | Indirect | See footnote |
| Class A Common Stock, $0.01 Par Value | Acquisiton | 2025-01-11 | 2,500 | $0.00 | 75,875 | No | 4 | M | Indirect | See footnote |
| Class A Common Stock, $0.01 Par Value | Acquisiton | 2025-01-11 | 2,730 | $0.00 | 78,605 | No | 4 | M | Indirect | See footnote |
| Class A Common Stock, $0.01 Par Value | Acquisiton | 2025-01-11 | 2,724 | $0.00 | 81,329 | No | 4 | M | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | See footnote |
| No | 4 | X | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | M | Indirect | See footnote |
| No | 4 | M | Indirect | See footnote |
| No | 4 | M | Indirect | See footnote |
| No | 4 | M | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.01 Par Value | Stock Options (Right to Buy) | Disposition | 2025-01-10 | 12,000 | $0.00 | 12,000 | $2.14 |
| Class A Common Stock, $0.01 Par Value | Warrants (Right to Buy) | Disposition | 2025-01-10 | 5,000 | $0.00 | 5,000 | $7.27 |
| Class A Common Stock, $0.01 Par Value | Restricted Stock Units (RSUs) | Disposition | 2025-01-11 | 1,980 | $0.00 | 1,980 | $0.00 |
| Class A Common Stock, $0.01 Par Value | Restricted Stock Units (RSUs) | Disposition | 2025-01-11 | 2,500 | $0.00 | 2,500 | $0.00 |
| Class A Common Stock, $0.01 Par Value | Restricted Stock Units (RSUs) | Disposition | 2025-01-11 | 2,730 | $0.00 | 2,730 | $0.00 |
| Class A Common Stock, $0.01 Par Value | Restricted Stock Units (RSUs) | Disposition | 2025-01-11 | 2,724 | $0.00 | 2,724 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-03-17 | 2027-03-06 | No | 4 | M | Indirect |
| 0 | 2015-07-11 | 2025-01-12 | No | 4 | X | Indirect |
| 0 | No | 4 | M | Indirect | ||
| 2,500 | No | 4 | M | Indirect | ||
| 5,458 | No | 4 | M | Indirect | ||
| 8,171 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock, $0.01 Par Value | 174,990 | Direct | |
| Class A Common Stock, $0.01 Par Value | 684,601 | Indirect | See footnote |
| Class A Common Stock, $0.01 Par Value | 772,749 | Indirect | See footnote |
| Class A Common Stock, $0.01 Par Value | 924,126 | Indirect | See footnote |
| Class A Common Stock, $0.01 Par Value | 124,465 | Indirect | See footnote |
| Class A Common Stock, $0.01 Par Value | 64,676 | Indirect | See footnote |
| Class B Common Stock, $0.01 Par Value | 220,250 | Indirect | See footnote |
Footnotes
- By the reporting person's spouse
- The reporting person's spouse paid the exercise price on a cashless basis. The warrant strike price was $7.27, however the cashless exercise price per the terms of the warrant agreement was calculated to be $8.18, which is the average close price of CHCI common stock for the 20 days preceding the transaction date.
- By FR 54, LLC, an entity controlled by the reporting person
- By CP Real Estate Services, LC, an entity wholly owned by the reporting person
- By Clemente Investment Management, LC, an entity controlled by the reporting person
- By Stonehenge Funding, LC, an entity controlled by the reporting person
- By various trusts for the benefit of the reporting person's children, of which the reporting person is currently the custodian
- Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock
- Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date
Billionaire Hedge Funds
