Filing Details

Accession Number:
0001013594-25-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-01-10 19:45:36
Reporting Period:
2025-01-07
Accepted Time:
2025-01-10 19:45:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1195734 Potbelly Corp PBPB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1040899 David Nierenberg 19605 Ne 8Th Street
Camas WA 98607
No No No No
1282683 Nierenberg Investment Management Company, Inc. 19605 Ne 8Th St
Camas WA 98607
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-01-07 7,500 $9.23 101,898 No 4 P Direct
Common Stock Acquisiton 2025-01-07 100 $9.24 101,998 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,590 Indirect By: Children
Common Stock 3,150 Indirect By: Spouse
Common Stock 887,555 Indirect By: The D3 Family Fund, L.P.
Common Stock 1,561,985 Indirect By: The D3 Family Bulldog Fund, L.P.
Common Stock 105,469 Indirect By: Haredale Ltd.
Common Stock 425,555 Indirect By: Benedict Value Fund, L.P.
Footnotes
  1. This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg.
  2. Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.
  3. Owned by children living in reporting person's household.
  4. Owned by spouse.
  5. The shares are owned solely by David Nierenberg.
  6. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
  7. Mr. Nierenberg disclaims beneficial ownership of the securities reported herein as beneficially owned directly by his spouse and son except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Nierenberg is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.