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Filing Details

Accession Number:: 0001415889-25-001167
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2025-01-08 20:12:16
Reporting Period:: 2025-01-06

Accepted Time:: 2025-01-08 20:12:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1943896	Rubrik Inc.	RBRK	Services-Prepackaged Software (7372)	464560494

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
2019143	Arvind Nithrakashyap	C/O Rubrik Inc. 3495 Deer Creek Road Palo Alto CA 94304	Chief Technology Officer	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2025-01-06	32,499	$0.00	32,499	No	4	C	Direct
Class A Common Stock	Disposition	2025-01-06	5,714	$66.55	26,785	No	4	S	Direct
Class A Common Stock	Disposition	2025-01-06	17,052	$67.51	9,733	No	4	S	Direct
Class A Common Stock	Disposition	2025-01-06	8,291	$68.34	1,442	No	4	S	Direct
Class A Common Stock	Disposition	2025-01-06	942	$69.79	500	No	4	S	Direct
Class A Common Stock	Disposition	2025-01-06	500	$70.06	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2025-01-07	32,485	$0.00	32,485	No	4	C	Direct
Class A Common Stock	Disposition	2025-01-07	16,121	$64.58	16,364	No	4	S	Direct
Class A Common Stock	Disposition	2025-01-07	9,859	$65.58	6,505	No	4	S	Direct
Class A Common Stock	Disposition	2025-01-07	2,623	$66.79	3,882	No	4	S	Direct
Class A Common Stock	Disposition	2025-01-07	3,882	$68.10	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2025-01-08	32,485	$0.00	32,485	No	4	C	Direct
Class A Common Stock	Disposition	2025-01-08	18,282	$63.18	14,203	No	4	S	Direct
Class A Common Stock	Disposition	2025-01-08	12,863	$63.76	1,340	No	4	S	Direct
Class A Common Stock	Disposition	2025-01-08	1,340	$64.52	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2025-01-06	32,499	$0.00	32,499	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2025-01-07	32,485	$0.00	32,485	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2025-01-08	32,485	$0.00	32,485	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
10,663,893	No	4	C	Direct
10,631,408	No	4	C	Direct
10,598,923	No	4	C	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			200,000	200,000	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	200,000	200,000	Indirect

Footnotes

This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.965 to $66.95 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.995 to $67.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.895 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.015 to $69.985 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.03 to $70.185 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.115 to $65.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.265 to $66.02 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.43 to $67.03 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.72 to $68.715 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.395 to $63.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.395 to $64.365 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.405 to $64.665 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
The shares are held of record by Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust, for which the Reporting Person serves as trustee and shares voting and dispositive power with his spouse.