Filing Details
- Accession Number:
- 0001181431-11-048285
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-09-07 08:00:44
- Reporting Period:
- 2011-09-06
- Filing Date:
- 2011-09-07
- Accepted Time:
- 2011-09-07 08:00:44
- Original Submission Date:
- 2011-09-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094019 | Newtek Business Services Inc | NEWT | Services-Business Services, Nec (7389) | 113504638 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1124485 | Barry Sloane | 1440 Broadway 17Th Floor New York NY 10018 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-06 | 116 | $1.32 | 4,699,544 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-09-06 | 500 | $1.33 | 4,700,044 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-09-06 | 1,000 | $1.35 | 4,701,044 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- 1. This corrects an error where securities disposed of (D) should be securities acquired (A).
- 1. This corrects an error where securities disposed of (D) should be securities acquired (A).
- 1. This corrects an error where securities disposed of (D) should be securities acquired (A).