Filing Details

Accession Number:
0001181431-11-048285
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-09-07 08:00:44
Reporting Period:
2011-09-06
Filing Date:
2011-09-07
Accepted Time:
2011-09-07 08:00:44
Original Submission Date:
2011-09-06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094019 Newtek Business Services Inc NEWT Services-Business Services, Nec (7389) 113504638
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1124485 Barry Sloane 1440 Broadway
17Th Floor
New York NY 10018
Chairman & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-06 116 $1.32 4,699,544 No 4 P Direct
Common Stock Acquisiton 2011-09-06 500 $1.33 4,700,044 No 4 P Direct
Common Stock Acquisiton 2011-09-06 1,000 $1.35 4,701,044 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. 1. This corrects an error where securities disposed of (D) should be securities acquired (A).
  2. 1. This corrects an error where securities disposed of (D) should be securities acquired (A).
  3. 1. This corrects an error where securities disposed of (D) should be securities acquired (A).