Filing Details
- Accession Number:
- 0001342017-25-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-01-07 21:38:03
- Reporting Period:
- 2025-01-03
- Accepted Time:
- 2025-01-07 21:38:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069258 | Kratos Defense & Security Solutions Inc. | KTOS | Guided Missiles & Space Vehicles & Parts (3760) | 133818604 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1342017 | G Stacey Rock | 10680 Treena Street, Suite 600 San Diego CA 92131 | President, Ktt Division | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-01-03 | 3,000 | $0.00 | 55,174 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-01-03 | 1,279 | $27.48 | 53,895 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2025-01-03 | 3,000 | $0.00 | 56,895 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-01-03 | 1,275 | $27.48 | 55,620 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2025-01-03 | 3,000 | $0.00 | 58,620 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-01-03 | 1,113 | $27.48 | 57,507 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2025-01-04 | 3,000 | $0.00 | 60,507 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-01-04 | 1,120 | $27.48 | 59,387 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2025-01-04 | 3,000 | $0.00 | 62,387 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-01-04 | 1,120 | $27.48 | 61,267 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2025-01-06 | 4,000 | $28.96 | 57,267 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2025-01-03 | 40,000 | $0.00 | 40,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2025-01-03 | 3,000 | $0.00 | 3,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2025-01-03 | 3,000 | $0.00 | 3,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2025-01-03 | 3,000 | $0.00 | 3,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2025-01-04 | 3,000 | $0.00 | 3,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2025-01-04 | 3,000 | $0.00 | 3,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 6,000 | No | 4 | M | Direct | ||
| 9,000 | No | 4 | M | Direct | ||
| 3,000 | No | 4 | M | Direct | ||
| 12,000 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
- 15,500 RSUs vest on each of the 1st and 2nd anniversaries of the date of grant and 3,000 RSUs vest on each of the 3rd, 4th, and 5th anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.
- RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.
- RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.
- RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.
- RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.
- RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.
- Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.
- This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 22, 2024.
- Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k).
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.61 to $29.40 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Billionaire Hedge Funds
