Filing Details
- Accession Number:
- 0001140361-11-044849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-06 19:51:21
- Reporting Period:
- 2011-09-01
- Filing Date:
- 2011-09-06
- Accepted Time:
- 2011-09-06 19:51:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1021435 | Graphon Corp | GOJO | Services-Prepackaged Software (7372) | 133899021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1090206 | A Steven Ledger | 24 Tamalpais Ave. Mill Valley CA 94941 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-01 | 1,250,000 | $0.20 | 1,250,000 | No | 4 | P | Indirect | by Tamalpais Master Fund, Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | by Tamalpais Master Fund, Ltd. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants (Right to Buy) | Acquisiton | 2011-09-01 | 625,000 | $0.00 | 625,000 | $0.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 625,000 | 2011-09-01 | 2016-09-01 | No | 4 | P | Indirect |
Billionaire Hedge Funds
