Filing Details
- Accession Number:
- 0001112679-11-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-06 19:36:28
- Reporting Period:
- 2011-09-01
- Filing Date:
- 2011-09-06
- Accepted Time:
- 2011-09-06 19:36:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1516884 | Corey Ferengul | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp, Products | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-01 | 3,000 | $13.53 | 47,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-01 | 3,000 | $49.08 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-09-01 | 1,000 | $15.73 | 45,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-01 | 1,000 | $48.97 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-09-01 | 12,500 | $30.00 | 56,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-01 | 12,500 | $49.04 | 44,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-09-01 | 3,000 | $0.00 | 3,000 | $13.53 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-09-01 | 1,000 | $0.00 | 1,000 | $15.73 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-09-01 | 12,500 | $0.00 | 12,500 | $30.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,666 | 2013-06-01 | No | 4 | M | Direct | |
33,000 | 2016-03-01 | No | 4 | M | Direct | |
25,000 | 2016-09-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Ferengul's 10b5-1 plans dated May 16, 2009.
- Shares sold on the open market are reported as an average sell price per share of $49.08 and and per share sale prices are as follows; 200 at $48.90; 200 at $48.92; 200 at $48.96; 400 at $48.99; 1,000 at $49.14 and 1,000 at $49.15.
- Shares sold on the open market are reported as an average sell price per share of $48.97 and and per share sale prices are as follows; 200 at $48.78; 200 at $48.79; 100 at $48.80; 400 at $49.14; and 100 at $49.15.
- Shares sold pursuant to Mr. Ferengul's 10b5-1 plan dated August 13, 2010.
- Shares sold on the open market are reported as an average sell price per share of $49.04 and and per share sale prices are as follows; 300 at $48.77; 100 at $48.78; 700 at $48.81; 2,300 at $48.82; 200 at $48.83; 200 at $48.85; 300 at $48.88; 600 at $48.89; 200 at $48.90; 200 at $48.91; 800 at $48.92; 135 at $48.93; 300 at $48.94; 100 at $48.95; 65 at $48.97; 100 at $49.11; 100 at $49.14; 300 at $49.15; 1,700 at $49.16; 700 at $49.17; 100 at $49.18; 2,100 at $49.31; 900 at $49.32.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.