Filing Details
- Accession Number:
- 0001112679-11-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-06 19:34:42
- Reporting Period:
- 2011-09-01
- Filing Date:
- 2011-09-06
- Accepted Time:
- 2011-09-06 19:34:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1358153 | Tom Carson | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp, Ww Sales And Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-01 | 1,041 | $33.43 | 45,041 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-01 | 1,041 | $48.80 | 44,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-09-01 | 1,354 | $36.74 | 45,354 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-01 | 1,354 | $48.80 | 44,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-09-01 | 1,042 | $15.73 | 45,042 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-01 | 1,042 | $48.80 | 44,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-09-01 | 3,125 | $30.00 | 47,125 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-01 | 3,125 | $48.80 | 44,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-09-01 | 1,041 | $0.00 | 1,041 | $33.43 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-09-01 | 1,354 | $0.00 | 1,354 | $36.74 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-09-01 | 1,042 | $0.00 | 1,042 | $15.73 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-09-01 | 3,125 | $0.00 | 3,125 | $30.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 31,254 | 2017-03-01 | No | 4 | M | Direct | |
| 41,980 | 2017-04-01 | No | 4 | M | Direct | |
| 18,750 | 2016-03-01 | No | 4 | M | Direct | |
| 25,000 | 2016-09-01 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Carson's 10b5-1 plan dated November 22, 2010.
- Sold pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
- Sold pursuant to Mr. Carson's 10b5-1 plan dated May 20, 2010.
- Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
Billionaire Hedge Funds
