Filing Details
- Accession Number:
- 0000950142-11-001535
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-06 19:06:53
- Reporting Period:
- 2011-09-01
- Filing Date:
- 2011-09-06
- Accepted Time:
- 2011-09-06 19:06:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1398551 | Yongye International Inc. | YONG | Agricultural Chemicals (2870) | 208051010 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
895421 | Stanley Morgan | 1585 Broadway New York NY 10036 | Yes | No | Yes | Yes | |
1402299 | Morgan Stanley Private Equity Asia Iii Lp | 1585 Broadway New York NY 10036 | Yes | No | Yes | Yes | |
1425447 | Morgan Stanley Private Equity Asia Employee Investors Iii Lp | 1585 Broadway New York NY 10036 | Yes | No | Yes | Yes | |
1522719 | Ms Holdings Inc | 1585 Broadway New York NY 10036 | Yes | No | Yes | Yes | |
1522730 | Ltd Holding Agriculture Mspea | C/O Walkers Corporate Services Limited Walker House, 87 Mary Street George Town, Grand Cayman E9 KY1-9005 | Yes | No | Yes | Yes | |
1522731 | Ltd (Cayman) Holdings Iii Asia Equity Private Stanley Morgan | C/O Walkers Corporate Services Limited Walker House, 87 Mary Street George Town, Grand Cayman E9 KY1-9005 | Yes | No | Yes | Yes | |
1522732 | Morgan Stanley Private Equity Asia Iii, L.l.c. | 1585 Broadway New York NY 10036 | Yes | No | Yes | Yes | |
1522733 | Morgan Stanley Private Equity Asia Iii, Inc. | 1585 Broadway New York NY 10036 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-01 | 42,760 | $5.21 | 1,345,939 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2011-09-02 | 307,069 | $5.41 | 1,653,008 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Footnotes
- This form is filed by (i) Morgan Stanley, a Delaware corporation ("MS Parent"), (ii) MS Holdings Incorporated, a Delaware corporation ("MS Holdings"), (iii) Morgan Stanley Private Equity Asia III, Inc., a Delaware corporation ("MS Inc"), (iv) Morgan Stanley Private Equity Asia III, L.L.C., a Delaware limited liability company ("MS LLC"), (v) Morgan Stanley Private Equity Asia III, L.P., a Cayman Islands limited partnership ("MS LP"), (vi) Morgan Stanley Private Equity Asia Employee Investors III, L.P., a Cayman Islands limited partnership ("MS Employee"), (vii) Morgan Stanley Private Equity Asia III Holdings (Cayman) Ltd, a Cayman Islands limited liability company ("MSPEA Holdings") and (viii) MSPEA Agriculture Holding Limited, a Cayman Islands limited liability company ("MSPEA") (collectively, the "Reporting Persons"). MS Holdings is a wholly owned subsidiary of MS Parent.
- (cont'd from FN1) MS Inc is a wholly owned subsidiary of MS Holdings and is the managing member of MS LLC. MS LLC is the general partner of both MS LP and MS Employee. MS LP holds 92.13% of MSPEA Holdings and MS Employee holds 7.87% of MSPEA Holdings. MSPEA Holdings owns 100% of MSPEA.
- (cont'd from FN2) MSPEA is the record holder of 1,615,208 shares of Common Stock of the Issuer. MS Parent may be deemed to beneficially own the shares of Common Stock beneficially owned by operating units (collectively, the "MS Reporting Units") of MS Parent, its subsidiaries and affiliates (collectively, "MS"). This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998).
- (cont'd from FN3) Neither the filing of this Form 4 nor any of its contents shall be deemed to constitute an admission by any Reporting Person that it is the beneficial owner of any such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose, and each of the Reporting Persons expressly disclaims the beneficial ownership thereof except to the extent of its pecuniary interest therein, if any.
- (cont'd from FN4) MSPEA's nominee to the Issuer's board of directors, Mr. Homer Sun, became one of the Issuer's directors on June 9, 2011. By virtue of Mr. Homer Sun being one of the Issuer's directors, each of the Reporting Persons is a director by deputization.