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Home > Insider Trading > Filing (0001102624-11-000556)

Filing Details

Accession Number:: 0001102624-11-000556
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-09-06 18:51:55
Reporting Period:: 2011-09-01

Filing Date:: 2011-09-06
Accepted Time:: 2011-09-06 18:51:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1287032	Prospect Capital Corp	PSEC	()	432048643

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1294357	F John Barry	10 East 40Th Street, 44Th Floor New York NY 10016	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Dividends Reinvested	Acquisiton	2011-07-22	118,765	$10.79	1,290,848	No	4	P	Direct
Shares Acquired From Pcm	Acquisiton	2011-07-27	1,132,749	$9.68	2,423,596	No	4	J	Direct
Dividends Reinvested	Acquisiton	2011-08-26	28,049	$8.71	2,451,646	No	4	P	Direct
Common Stock	Acquisiton	2011-09-01	206,300	$8.65	2,657,946	No	4	P	Direct
Common Stock	Acquisiton	2011-09-01	28,700	$8.64	2,686,447	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	J	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

PCM or Prospect Capital Management is wholly owned by John F. Barry and shares previously purchased by PCM were transferred to Mr. Barry's personal holdings
Shares and price presented is the average price for shares acquired 9/22/2010 to 7/22/2011