Filing Details
- Accession Number:
- 0001718133-25-000002
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2025-01-07 10:35:03
- Reporting Period:
- 2024-12-31
- Accepted Time:
- 2025-01-07 10:35:03
- Original Submission Date:
- 2025-01-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 2000645 | Octagon Xai Clo Income Fund | OCTIX | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1718133 | Yogi John Spence | 321 N. Clark Street Chicago IL 60054 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class I Shares | Acquisiton | 2024-12-31 | 59 | $25.34 | 59 | No | 4 | P | Direct | |
| Class A Shares | Acquisiton | 2024-12-31 | 967 | $25.85 | 967 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class I Shares | 4,000 | Indirect | XA Investments LLC |
Footnotes
- Common Shares owned by XA Investments LLC ("XAI"), the Trust's investment manager may be deemed to be indirectly beneficially owned by Mr. Spence by virtue of hiscontrol of XAI.
Billionaire Hedge Funds
