Filing Details
- Accession Number:
- 0001415889-25-000948
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-01-06 21:51:15
- Reporting Period:
- 2025-01-02
- Accepted Time:
- 2025-01-06 21:51:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1786205 | Arcellx Inc. | ACLX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1613689 | Rami Elghandour | C/O Arcellx, Inc 800 Bridge Parkway Redwood City CA 94065 | See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-01-02 | 55,459 | $0.00 | 124,712 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2025-01-03 | 53,097 | $0.00 | 177,809 | No | 4 | M | Direct | |
Common Stock | Disposition | 2025-01-03 | 14,857 | $79.55 | 162,952 | No | 4 | S | Direct | |
Common Stock | Disposition | 2025-01-06 | 13,776 | $77.17 | 149,176 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2025-01-02 | 55,459 | $0.00 | 55,459 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2025-01-03 | 53,097 | $0.00 | 53,097 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2025-01-06 | 223,964 | $0.00 | 223,964 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
110,918 | No | 4 | M | Direct | ||
53,098 | No | 4 | M | Direct | ||
223,964 | No | 4 | A | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
- Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.
- The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices that were not available from the broker at the time of filing. The Reporting Person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2022 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest each year following the RSU Grant Date on the same day of the month as the RSU Grant Date (or, if there is no corresponding day in a particular month, then the last day of the month) over three (3) years. "RSU Grant Date" shall mean January 2, 2024.
- Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2022 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest each year following the RSU Grant Date on the same day of the month as the RSU Grant Date (or, if there is no corresponding day in a particular month, then the last day of the month) over three (3) years. "RSU Grant Date" shall mean January 3, 2023.
- Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2022 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award will vest each year following the RSU Grant Date on the same day of the month as the RSU Grant Date (or, if there is no corresponding day in a particular month, then the last day of the month) over four (4) years. "RSU Grant Date" shall mean January 6, 2025.