Filing Details
- Accession Number:
- 0001127602-11-024844
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-06 18:01:31
- Reporting Period:
- 2011-09-01
- Filing Date:
- 2011-09-06
- Accepted Time:
- 2011-09-06 18:01:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456877 | John Culver | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Pres, Starbucks Coffee Intl | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-01 | 8,250 | $30.42 | 105,101 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-01 | 13,217 | $36.75 | 118,318 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-01 | 20,947 | $29.59 | 139,265 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-01 | 900 | $22.87 | 140,165 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-01 | 4,500 | $15.23 | 144,665 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-01 | 14,000 | $27.32 | 158,665 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-01 | 57,001 | $39.03 | 101,664 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-01 | 8,250 | $0.00 | 8,250 | $30.42 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-01 | 13,217 | $0.00 | 13,217 | $36.75 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-01 | 20,947 | $0.00 | 20,947 | $29.59 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-01 | 900 | $0.00 | 900 | $22.87 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-01 | 4,500 | $0.00 | 4,500 | $15.23 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-01 | 14,000 | $0.00 | 14,000 | $27.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-11-16 | No | 4 | M | Direct | |
0 | 2016-11-20 | No | 4 | M | Direct | |
0 | 2017-03-15 | No | 4 | M | Direct | |
23,045 | 2017-11-19 | No | 4 | M | Direct | |
0 | 2013-11-20 | No | 4 | M | Direct | |
0 | 2014-11-16 | No | 4 | M | Direct |
Footnotes
- Includes 207 shares purchased on December 31, 2010, 180 shares purchased on March 31, 2011 and 198 shares purchased on June 30, 2011, pursuant to the Starbucks Corporation Employee Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $39.00 to $39.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing a right to purchase a total of 11,000 shares, became exercisable in four equal increments of 2,750 shares each on November 16, 2006, November 16, 2007, November 16, 2008, and November 16, 2009.
- The option became exercisable in one increment of 3,305 shares on November 20, 2007, and three increments of 3,304 shares each on November 20, 2008, November 20, 2009 and November 20, 2010.
- The option became exercisable in three increments of 5,237 shares each on March 15, 2008, March 15, 2009 and March 15, 2010, and one increment of 5,236 shares on March 15, 2011.
- The option became exercisable in one increment of 5,987 shares on November 19, 2008, and two increments of 5,986 shares each on November 19, 2009 and November 19, 2010, and becomes exercisable as to one increment of 5,986 shares on November 19, 2011.
- The option, representing a right to purchase a total of 18,000 shares, became exercisable in four equal increments of 4,500 shares each on October 1, 2004, October 1, 2005, October 1, 2006 and October 1, 2007.
- The option, representing a right to purchase a total of 28,000 shares, became exercisable in four equal increments of 7,000 shares each on October 1, 2005, October 1, 2006, October 1, 2007 and October 1, 2008.