Filing Details
- Accession Number:
- 0001140361-11-044832
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-06 17:55:30
- Reporting Period:
- 2011-09-06
- Filing Date:
- 2011-09-06
- Accepted Time:
- 2011-09-06 17:55:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1317547 | Thomas Pritzker | The Pritzker Organization, Llc 71 S. Wacker, Suite 4700 Chicago IL 60606 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-06 | 35,000 | $9.55 | 298,288 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-06 | 35,000 | $23.44 | 263,288 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-09-06 | 35,000 | $0.00 | 35,000 | $9.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-10-16 | No | 4 | M | Direct |
Footnotes
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 6, 2011. The actual sale prices ranged from a low of $23.4132 to a high of $23.475. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- Immediately.