Filing Details
- Accession Number:
- 0001704711-25-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-01-06 17:45:11
- Reporting Period:
- 2025-01-02
- Accepted Time:
- 2025-01-06 17:45:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1704711 | Funko Inc. | FNKO | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1926483 | David Andrew Oddie | C/O Funko, Inc. 2802 Wetmore Avenue Everett WA 98201 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2025-01-02 | 7,526 | $9.77 | 47,898 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2025-01-02 | 27,712 | $13.67 | 20,186 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2025-01-06 | 358 | $9.77 | 20,544 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2025-01-06 | 358 | $14.00 | 20,186 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option to Purchase Class A Common Stock | Disposition | 2025-01-02 | 7,526 | $0.00 | 7,526 | $9.77 |
Class A Common Stock | Option to Purchase Class A Common Stock | Disposition | 2025-01-06 | 358 | $0.00 | 358 | $9.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
26,874 | 2033-03-06 | No | 4 | M | Direct | |
26,516 | 2033-03-06 | No | 4 | M | Direct |
Footnotes
- Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 16, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.43 to $14.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote
- The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
- Shares were exercised pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 16, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The option has vested and become exercisable with respect to 25% of the original grant of 34,400 shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.