Filing Details
- Accession Number:
- 0001218326-11-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-06 16:47:15
- Reporting Period:
- 2011-09-01
- Filing Date:
- 2011-09-06
- Accepted Time:
- 2011-09-06 16:47:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218326 | Paul Ricci | One Wayside Road Burlington MA 01803 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-01 | 56,155 | $5.36 | 2,377,633 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-09-01 | 75,000 | $3.79 | 2,452,633 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-09-01 | 45,000 | $6.97 | 2,497,633 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-01 | 88,000 | $18.56 | 2,409,633 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-09-01 | 56,155 | $18.64 | 2,353,478 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-09-01 | 32,000 | $18.30 | 2,321,478 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-09-01 | 75,000 | $0.00 | 75,000 | $3.79 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-09-01 | 56,155 | $0.00 | 56,155 | $5.36 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-09-01 | 45,000 | $0.00 | 45,000 | $6.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 150,000 | 2005-06-16 | 2012-03-16 | No | 4 | M | Direct |
| 112,329 | 2002-08-31 | 2012-04-29 | No | 4 | M | Direct |
| 247,500 | 2002-07-14 | 2012-06-14 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a 10b5-1 Sales Plan.
- These options vest quarterly in equal installments over a three-year period.
- These holdings represent a combination of two stock grants. One option for 11,554 shares are exercisable 50% on 8/31/02 and remaining 50% on 2/28/03. The other option for 550,000 shares are exercisable on a monthly basis over two years commencing one month after grant date.
- The option vest monthly over two years commencing one month after grant date.
Billionaire Hedge Funds
