Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001321741-11-000013)

Filing Details

Accession Number:: 0001321741-11-000013
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-09-06 16:25:18
Reporting Period:: 2011-09-06

Filing Date:: 2011-09-06
Accepted Time:: 2011-09-06 16:25:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1321741	Gladstone Investment Corporation	GAIN	()	830423116

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1238279	R A David Dullum	1521 Westbranch Drive Suite 200 Mclean VA 22102	President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-09-06	4,000	$6.40	34,716	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,349	Indirect	spouse

Footnotes

Shares of common stock which are held in the name of Mr. Dullum's spouse. Mr. Dullum disclaims beneficial ownership of those 1,349 shares and this report shall not be deemed an admission that Mr. Dullum is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.