Filing Details
- Accession Number:
- 0000099780-25-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-01-03 16:46:49
- Reporting Period:
- 2022-06-23
- Accepted Time:
- 2025-01-03 16:46:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
99780 | Trinity Industries Inc | NYSE/TRN | Railroad Equipment (3743) | 750225040 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1663286 | Jr C Robert Biesterfeld | 14221 N Dallas Parkway Suite 1100 Dallas TX 75254 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-06-23 | 49 | $23.84 | 49 | No | 4 | P | Indirect | By the Robert C. Biesterfeld Jr. Revocable Trust |
Common Stock | Disposition | 2022-09-30 | 38 | $21.35 | 11 | No | 4 | S | Indirect | By the Robert C. Biesterfeld Jr. Revocable Trust |
Common Stock | Acquisiton | 2023-03-17 | 24 | $22.06 | 35 | No | 4 | P | Indirect | By the Robert C. Biesterfeld Jr. Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By the Robert C. Biesterfeld Jr. Revocable Trust |
No | 4 | S | Indirect | By the Robert C. Biesterfeld Jr. Revocable Trust |
No | 4 | P | Indirect | By the Robert C. Biesterfeld Jr. Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Trinity Phantom Stock Units | Acquisiton | 2024-12-31 | 776 | $35.10 | 776 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,808 | No | 4 | A | Direct |
Footnotes
- Mr. Biesterfeld holds 35 shares of the common stock of Trinity Industries, Inc. (the "Company") through the Robert C. Biesterfeld Jr. Revocable Trust, of which he is the trustee and beneficiary. The trust's investments are actively managed by a third-party investment manager. At the time Mr. Biesterfeld joined the Company's Board of Directors on September 7, 2022, the trust held 49 shares of Company stock, which were inadvertently omitted from the Form 3 filed regarding his initial ownership of Company stock. The third-party investment manager erroneously executed the transactions described above during September 2022 and March 2023 contrary to Mr. Biesterfeld's instructions. Ownership of these shares and the related transactions were recently discovered, leading to this disclosure.
- The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.