Filing Details

Accession Number:
0000099780-25-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-01-03 16:46:49
Reporting Period:
2022-06-23
Accepted Time:
2025-01-03 16:46:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
99780 Trinity Industries Inc NYSE/TRN Railroad Equipment (3743) 750225040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1663286 Jr C Robert Biesterfeld 14221 N Dallas Parkway
Suite 1100
Dallas TX 75254
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-23 49 $23.84 49 No 4 P Indirect By the Robert C. Biesterfeld Jr. Revocable Trust
Common Stock Disposition 2022-09-30 38 $21.35 11 No 4 S Indirect By the Robert C. Biesterfeld Jr. Revocable Trust
Common Stock Acquisiton 2023-03-17 24 $22.06 35 No 4 P Indirect By the Robert C. Biesterfeld Jr. Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By the Robert C. Biesterfeld Jr. Revocable Trust
No 4 S Indirect By the Robert C. Biesterfeld Jr. Revocable Trust
No 4 P Indirect By the Robert C. Biesterfeld Jr. Revocable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Trinity Phantom Stock Units Acquisiton 2024-12-31 776 $35.10 776 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,808 No 4 A Direct
Footnotes
  1. Mr. Biesterfeld holds 35 shares of the common stock of Trinity Industries, Inc. (the "Company") through the Robert C. Biesterfeld Jr. Revocable Trust, of which he is the trustee and beneficiary. The trust's investments are actively managed by a third-party investment manager. At the time Mr. Biesterfeld joined the Company's Board of Directors on September 7, 2022, the trust held 49 shares of Company stock, which were inadvertently omitted from the Form 3 filed regarding his initial ownership of Company stock. The third-party investment manager erroneously executed the transactions described above during September 2022 and March 2023 contrary to Mr. Biesterfeld's instructions. Ownership of these shares and the related transactions were recently discovered, leading to this disclosure.
  2. The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.