Filing Details
- Accession Number:
- 0000098246-11-000167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-06 13:38:30
- Reporting Period:
- 2011-09-01
- Filing Date:
- 2011-09-06
- Accepted Time:
- 2011-09-06 13:38:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192023 | Thomas J Presby | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $.01 Par | Acquisiton | 2011-09-01 | 5,000 | $40.15 | 9,151 | No | 4 | M | Direct | |
Common Stock $.01 Par | Disposition | 2011-09-01 | 5,000 | $72.21 | 4,151 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock $.01 Par | Non-Qualified Stock Option (Right to Buy) | Disposition | 2011-09-01 | 5,000 | $0.00 | 5,000 | $40.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,000 | 2017-01-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $.01 Par | 1,900 | Indirect | By Pension Plan Fund |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $72.2000 to $72.2850 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- 903 shares in the total are RSUs.
- Northwestern Mutual Financial Services as Trustee.
- Granted Pursuant to the Tiffany & Co. 1998 Directors Option Plan, which complies with Rule 16(b)-3 on January 18, 2007. The option vests in two equal installments on January 18, 2008 and 2009.
- Total Grant 10,000 shares. 0 shares previously exercised.