Filing Details
- Accession Number:
- 0001127602-11-024769
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-06 12:44:35
- Reporting Period:
- 2011-09-02
- Filing Date:
- 2011-09-06
- Accepted Time:
- 2011-09-06 12:44:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051741 | First Niagara Financial Group Inc | FNFG | National Commercial Banks (6021) | 161545669 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1274922 | R John Koelmel | 726 Exchange Street Suite 618 Buffalo NY 14210 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-02 | 5,000 | $10.22 | 251,020 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,539 | Indirect | By 401k |
| Common Stock | 3,141 | Indirect | By Esop |
| Common Stock | 21,384 | Indirect | By spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | $13.79 | 2012-01-24 | 2021-01-24 | 116,091 | 116,091 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $14.95 | 2005-01-12 | 2014-01-12 | 30,000 | 30,000 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $12.87 | 2005-05-04 | 2014-05-04 | 13,700 | 13,700 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $12.91 | 2005-12-28 | 2015-05-03 | 35,200 | 35,200 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $12.91 | 2006-05-03 | 2015-05-03 | 35,200 | 35,200 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $14.83 | 2007-09-08 | 2016-09-08 | 21,800 | 21,800 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $14.70 | 2008-01-31 | 2017-01-31 | 46,500 | 46,500 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $14.70 | 2008-02-20 | 2017-02-20 | 100,000 | 100,000 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $13.25 | 2009-01-27 | 2019-01-27 | 89,109 | 89,109 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $12.02 | 2009-01-28 | 2018-01-28 | 125,067 | 125,067 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $14.44 | 2011-01-26 | 2020-01-25 | 108,945 | 108,945 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-24 | 116,091 | 116,091 | Direct |
| 2014-01-12 | 30,000 | 30,000 | Direct |
| 2014-05-04 | 13,700 | 13,700 | Direct |
| 2015-05-03 | 35,200 | 35,200 | Direct |
| 2015-05-03 | 35,200 | 35,200 | Direct |
| 2016-09-08 | 21,800 | 21,800 | Direct |
| 2017-01-31 | 46,500 | 46,500 | Direct |
| 2017-02-20 | 100,000 | 100,000 | Direct |
| 2019-01-27 | 89,109 | 89,109 | Direct |
| 2018-01-28 | 125,067 | 125,067 | Direct |
| 2020-01-25 | 108,945 | 108,945 | Direct |
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