Filing Details

Accession Number:
0001480248-11-000135
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-06 12:32:17
Reporting Period:
2011-09-01
Filing Date:
2011-09-06
Accepted Time:
2011-09-06 12:32:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394954 Gt Advanced Technologies Inc. GTAT Semiconductors & Related Devices (3674) 030606749
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454514 C David Gray Gt Advanced Technologies Inc.
243 Daniel Webster Highway
Merrimack NH 03054
Vp-Strategic Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2011-09-01 10,837 $0.00 51,375 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2011-09-01 3,440 $11.73 47,935 No 4 F Direct
Common Stock, Par Value $.01 Acquisiton 2011-09-01 20,641 $4.81 68,576 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2011-09-01 15,500 $11.17 53,076 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2011-09-01 3,100 $10.90 49,976 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2011-09-02 3,697 $11.12 46,279 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2011-09-02 3,698 $11.14 42,581 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Restricted Stock Unit Disposition 2011-09-01 10,837 $0.00 10,837 $0.00
Common Stock, Par Value $.01 Stock Option (Right to Buy) Disposition 2011-09-01 20,641 $0.00 20,641 $4.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,673 No 4 M Direct
47,303 2009-09-01 No 4 M Direct
Footnotes
  1. These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on September 1, 2011.
  2. Sale of these shares was made by Mr. Gray pursuant to a Rule 10b5-1 plan adopted on May 26, 2011.
  3. Each restricted stock unit represents the right to receive one share of common stock of GT Advanced Technologies Inc.
  4. The restricted stock units vest in four equal installments beginning September 1, 2010. Shares of common stock are delivered to the reporting person on vesting.
  5. Of these options, one fourth vested on September 1, 2010, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to September 2010.