Filing Details
- Accession Number:
- 0001480248-11-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-06 12:32:17
- Reporting Period:
- 2011-09-01
- Filing Date:
- 2011-09-06
- Accepted Time:
- 2011-09-06 12:32:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454514 | C David Gray | Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Vp-Strategic Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2011-09-01 | 10,837 | $0.00 | 51,375 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-09-01 | 3,440 | $11.73 | 47,935 | No | 4 | F | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2011-09-01 | 20,641 | $4.81 | 68,576 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-09-01 | 15,500 | $11.17 | 53,076 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-09-01 | 3,100 | $10.90 | 49,976 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-09-02 | 3,697 | $11.12 | 46,279 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-09-02 | 3,698 | $11.14 | 42,581 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Restricted Stock Unit | Disposition | 2011-09-01 | 10,837 | $0.00 | 10,837 | $0.00 |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | Disposition | 2011-09-01 | 20,641 | $0.00 | 20,641 | $4.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
21,673 | No | 4 | M | Direct | ||
47,303 | 2009-09-01 | No | 4 | M | Direct |
Footnotes
- These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on September 1, 2011.
- Sale of these shares was made by Mr. Gray pursuant to a Rule 10b5-1 plan adopted on May 26, 2011.
- Each restricted stock unit represents the right to receive one share of common stock of GT Advanced Technologies Inc.
- The restricted stock units vest in four equal installments beginning September 1, 2010. Shares of common stock are delivered to the reporting person on vesting.
- Of these options, one fourth vested on September 1, 2010, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to September 2010.