Filing Details
- Accession Number:
- 0001140361-24-050719
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-31 20:27:55
- Reporting Period:
- 2024-12-27
- Accepted Time:
- 2024-12-31 20:27:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1816431 | Quantum-Si Inc | QSI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1076352 | M Jonathan Rothberg | C/O Quantum-Si Incorporated 29 Business Park Drive Branford CT 06405 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2024-12-27 | 834,253 | $3.30 | 1,292,313 | No | 4 | S | Indirect | By NVR TR, LLC |
Class A Common Stock | Disposition | 2024-12-27 | 42,313 | $4.10 | 1,250,000 | No | 4 | S | Indirect | By NVR TR, LLC |
Class A Common Stock | Disposition | 2024-12-27 | 834,254 | $3.30 | 1,292,313 | No | 4 | S | Indirect | By JNR TR, LLC |
Class A Common Stock | Disposition | 2024-12-27 | 42,313 | $4.10 | 1,250,000 | No | 4 | S | Indirect | By JNR TR, LLC |
Class A Common Stock | Disposition | 2024-12-27 | 834,254 | $3.30 | 1,292,313 | No | 4 | S | Indirect | By GBR TR, LLC |
Class A Common Stock | Disposition | 2024-12-27 | 42,313 | $4.10 | 1,250,000 | No | 4 | S | Indirect | By GBR TR, LLC |
Class A Common Stock | Disposition | 2024-12-27 | 834,254 | $3.30 | 1,292,313 | No | 4 | S | Indirect | By EJR TR, LLC |
Class A Common Stock | Disposition | 2024-12-27 | 42,313 | $4.10 | 1,250,000 | No | 4 | S | Indirect | By EJR TR, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By NVR TR, LLC |
No | 4 | S | Indirect | By NVR TR, LLC |
No | 4 | S | Indirect | By JNR TR, LLC |
No | 4 | S | Indirect | By JNR TR, LLC |
No | 4 | S | Indirect | By GBR TR, LLC |
No | 4 | S | Indirect | By GBR TR, LLC |
No | 4 | S | Indirect | By EJR TR, LLC |
No | 4 | S | Indirect | By EJR TR, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 2,568,443 | Direct | |
Class A Common Stock | 2,723,841 | Indirect | By 2012 JMR Trust Common, LLC |
Class A Common Stock | 1,250,000 | Indirect | By JAR TR, LLC |
Class A Common Stock | 1,917,067 | Indirect | By 23rd Century Capital LLC |
Class A Common Stock | 273,422 | Indirect | By Bonnie E Gould Rothberg MD |
Class B Common Stock | 17,943,750 | Indirect | By 4C Holdings I, LLC |
Class B Common Stock | 1,993,750 | Indirect | By 4C Holdings V, LLC |
Footnotes
- This sale was effected in connection with estate planning pursuant to a 10b5-1 trading plan established by Dr. Rothberg on September 11, 2023.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $3.07 to $4.0697 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $4.07 to $4.135 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Includes additional shares of Class A common stock previously held by 2012 JMR Trust Common, LLC that were distributed for estate planning purposes to NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC.
- Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.