Filing Details

Accession Number:
0001140361-24-050719
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-31 20:27:55
Reporting Period:
2024-12-27
Accepted Time:
2024-12-31 20:27:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1816431 Quantum-Si Inc QSI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1076352 M Jonathan Rothberg C/O Quantum-Si Incorporated
29 Business Park Drive
Branford CT 06405
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2024-12-27 834,253 $3.30 1,292,313 No 4 S Indirect By NVR TR, LLC
Class A Common Stock Disposition 2024-12-27 42,313 $4.10 1,250,000 No 4 S Indirect By NVR TR, LLC
Class A Common Stock Disposition 2024-12-27 834,254 $3.30 1,292,313 No 4 S Indirect By JNR TR, LLC
Class A Common Stock Disposition 2024-12-27 42,313 $4.10 1,250,000 No 4 S Indirect By JNR TR, LLC
Class A Common Stock Disposition 2024-12-27 834,254 $3.30 1,292,313 No 4 S Indirect By GBR TR, LLC
Class A Common Stock Disposition 2024-12-27 42,313 $4.10 1,250,000 No 4 S Indirect By GBR TR, LLC
Class A Common Stock Disposition 2024-12-27 834,254 $3.30 1,292,313 No 4 S Indirect By EJR TR, LLC
Class A Common Stock Disposition 2024-12-27 42,313 $4.10 1,250,000 No 4 S Indirect By EJR TR, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By NVR TR, LLC
No 4 S Indirect By NVR TR, LLC
No 4 S Indirect By JNR TR, LLC
No 4 S Indirect By JNR TR, LLC
No 4 S Indirect By GBR TR, LLC
No 4 S Indirect By GBR TR, LLC
No 4 S Indirect By EJR TR, LLC
No 4 S Indirect By EJR TR, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,568,443 Direct
Class A Common Stock 2,723,841 Indirect By 2012 JMR Trust Common, LLC
Class A Common Stock 1,250,000 Indirect By JAR TR, LLC
Class A Common Stock 1,917,067 Indirect By 23rd Century Capital LLC
Class A Common Stock 273,422 Indirect By Bonnie E Gould Rothberg MD
Class B Common Stock 17,943,750 Indirect By 4C Holdings I, LLC
Class B Common Stock 1,993,750 Indirect By 4C Holdings V, LLC
Footnotes
  1. This sale was effected in connection with estate planning pursuant to a 10b5-1 trading plan established by Dr. Rothberg on September 11, 2023.
  2. Represents the weighted average sales price per share. The shares sold at prices ranging from $3.07 to $4.0697 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  3. Represents the weighted average sales price per share. The shares sold at prices ranging from $4.07 to $4.135 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  4. Includes additional shares of Class A common stock previously held by 2012 JMR Trust Common, LLC that were distributed for estate planning purposes to NVR TR, LLC, JNR TR, LLC, GBR TR, LLC and EJR TR, LLC.
  5. Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.