Filing Details

Accession Number:
0001213900-24-113655
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-31 06:47:29
Reporting Period:
2024-01-03
Accepted Time:
2024-12-31 06:47:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1101026 Zivo Bioscience Inc. ZIVO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
919484 E Mark Strome 1688 Meridian Avenue,
Suite 727
Miami Beach FL 33139
No No Yes No
936711 Strome Investment Management Lp C/O Strome Group, Inc.
13535 Ventura Blvd., Ste C-525
Sherman Oaks CA 91423
No No Yes No
1724136 Strome Group, Inc. 13535 Ventura Blvd.,
Ste C-525
Sherman Oaks CA 91423
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-12-26 75,000 $20.19 398,683 No 4 P Indirect By entity
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By entity
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Purchase Warrant Acquisiton 2024-12-26 7,500 $0.00 7,500 $20.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,171 2024-12-26 2029-12-26 No 4 P Indirect
Footnotes
  1. The reported securities are held by Strome Mezzanine Fund II, LP ("SMF II). Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for the shares held by SME II. The Reporting Persons disclaim beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act"), except to the extent of their pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein.