Filing Details
- Accession Number:
- 0001213900-24-113655
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-31 06:47:29
- Reporting Period:
- 2024-01-03
- Accepted Time:
- 2024-12-31 06:47:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1101026 | Zivo Bioscience Inc. | ZIVO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
919484 | E Mark Strome | 1688 Meridian Avenue, Suite 727 Miami Beach FL 33139 | No | No | Yes | No | |
936711 | Strome Investment Management Lp | C/O Strome Group, Inc. 13535 Ventura Blvd., Ste C-525 Sherman Oaks CA 91423 | No | No | Yes | No | |
1724136 | Strome Group, Inc. | 13535 Ventura Blvd., Ste C-525 Sherman Oaks CA 91423 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-12-26 | 75,000 | $20.19 | 398,683 | No | 4 | P | Indirect | By entity |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By entity |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Purchase Warrant | Acquisiton | 2024-12-26 | 7,500 | $0.00 | 7,500 | $20.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,171 | 2024-12-26 | 2029-12-26 | No | 4 | P | Indirect |
Footnotes
- The reported securities are held by Strome Mezzanine Fund II, LP ("SMF II). Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for the shares held by SME II. The Reporting Persons disclaim beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act"), except to the extent of their pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein.