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Filing Details

Accession Number:: 0001554795-24-000378
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-12-26 16:53:36
Reporting Period:: 2024-12-20

Accepted Time:: 2024-12-26 16:53:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
748268	Red Cat Holdings Inc.	RCAT	Services-Prepackaged Software (7372)	880490034

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1397565	M Jeffrey Thompson	15 Avenida Munoz Rivera Ste 2200 San Juan PR 00901	Chairman Of The Board, Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2024-12-20	474,684	$3.95	13,398,324	No	4	M	Direct
Common Stock	Disposition	2024-12-20	174,419	$10.75	13,223,905	No	4	F	Direct
Common Stock	Acquisiton	2024-12-20	322,327	$1.06	13,546,232	No	4	M	Direct
Common Stock	Disposition	2024-12-20	31,783	$10.75	13,514,449	No	4	F	Direct
Common Stock	Disposition	2024-12-23	392,551	$11.34	13,121,898	No	4	S	Direct
Common Stock	Disposition	2024-12-24	78,693	$11.22	13,043,205	No	4	S	Direct
Common Stock	Disposition	2024-12-26	28,756	$13.97	13,014,449	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2024-12-20	474,684	$0.00	474,684	$3.95
Common Stock	Employee Stock Option (right to buy)	Disposition	2024-12-20	322,327	$0.00	322,327	$1.06

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
25,316		2031-03-31	No	4	M	Direct
927,673		2033-05-15	No	4	M	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.4522 to $13.8301 per share. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.6701 to $11.77 per share. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.37 to $14.46 per share. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
On March 31, 2021, the reporting person was granted an option to purchase up to 500,000 shares of common stock at a price of $3.95 per share issued as compensation under the 2019 Equity Incentive Plan of Red Cat Holdings, Inc. The options are fully vested.
On May 15, 2023, the reporting person was granted an option to purchase up to 1,250,000 shares of common stock at a price of $1.06 per share issued as compensation under the 2019 Equity Incentive Plan of Red Cat Holdings, Inc. These options vest at a rate of 1/3 per year over the course of 3 years after the date of grant, and are exercisable for up to 10 years.