Filing Details
- Accession Number:
- 0001487805-24-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-26 16:40:52
- Reporting Period:
- 2024-12-23
- Accepted Time:
- 2024-12-26 16:40:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
930236 | Redwood Trust Inc | RWT | Real Estate Investment Trusts (6798) | 680329422 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1487805 | P Andrew Stone | 1 Belvedere Place Suite 300 Mill Valley CA 94941 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-12-23 | 13,844 | $6.77 | 163,515 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-12-23 | 13,844 | $6.50 | 149,671 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Deferred Stock Units | Disposition | 2024-12-23 | 16,087 | $0.00 | 16,087 | $8.77 |
Common Stock | Deferred Stock Units | Disposition | 2024-12-23 | 13,844 | $0.00 | 13,844 | $8.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,844 | No | 4 | F | Direct | ||
0 | No | 4 | M | Direct |
Footnotes
- This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
- Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan,based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in May 2024.
- Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
- This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.
- Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan.
- No expiration date is applicable to deferred stock units.
- Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.