Filing Details
- Accession Number:
- 0001493152-24-052101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-26 16:15:08
- Reporting Period:
- 2024-12-23
- Accepted Time:
- 2024-12-26 16:15:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1815974 | Anebulo Pharmaceuticals Inc. | ANEB | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1640809 | 22Nw Fund, Lp | 590 1St Ave S Unit C-1 Seattle, WA 98104 | No | No | Yes | No | |
1770436 | R. Aron English | C/O Anebulo Pharmaceuticals, Inc., 1017 Ranch Road 620 South, Suite 107 Lakeway, TX 78734 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-12-23 | 10,101,010 | $0.99 | 15,467,300 | No | 4 | P | Indirect | 22NW Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | 22NW Fund, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,654,528 | Indirect | Pharma Investors, LLC |
Footnotes
- The shares were issued to 22NW Fund, LP in connection with a private placement offering of the Issuer.
- This Form 4 is filed jointly by Aron R. English and 22NW Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- Securities owned directly by 22NW Fund, LP. Mr. English, as the Manager of 22NW Fund GP, LLC, which is the General Partner of 22NW Fund, LP, may be deemed to beneficially own the securities owned directly by 22NW Fund, LP.
- Securities owned directly by Pharma Investors, LLC. Mr. English, as the owner of Pharma Investors, LLC, may be deemed to beneficially own the securities owned directly by Pharma Investors, LLC.