Filing Details
- Accession Number:
- 0001104659-24-131339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-23 16:38:26
- Reporting Period:
- 2024-12-20
- Accepted Time:
- 2024-12-23 16:38:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1720671 | Hashicorp Inc. | HCP | Services-Computer Programming Services (7371) | 320410665 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1894737 | David Mcjannet | C/O Hashicorp, Inc. 101 Second Street, Suite 700 San Francisco CA 94105 | Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-12-20 | 74,516 | $0.00 | 494,047 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2024-12-20 | 19,457 | $0.00 | 513,504 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2024-12-20 | 47,526 | $34.22 | 465,978 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2024-12-20 | 17,813 | $0.00 | 17,813 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2024-12-20 | 7,560 | $0.00 | 7,560 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2024-12-20 | 28,439 | $0.00 | 28,439 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2024-12-20 | 20,704 | $0.00 | 20,704 | $0.00 |
| Class B Common Stock | Restricted Stock Units | Disposition | 2024-12-20 | 19,457 | $0.00 | 19,457 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2024-12-20 | 19,457 | $0.00 | 19,457 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2024-12-20 | 19,457 | $0.00 | 19,457 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 71,250 | No | 4 | M | Direct | ||
| 37,803 | No | 4 | M | Direct | ||
| 255,958 | No | 4 | M | Direct | ||
| 269,160 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 162,866 | No | 4 | M | Direct | ||
| 143,409 | No | 4 | C | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 1,355,425 | 1,355,425 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 516,550 | 516,550 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 164,500 | 164,500 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 516,550 | 516,550 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 164,500 | 164,500 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 60,000 | 60,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,355,425 | 1,355,425 | Indirect | |
| 516,550 | 516,550 | Indirect | |
| 164,500 | 164,500 | Indirect | |
| 516,550 | 516,550 | Indirect | |
| 164,500 | 164,500 | Indirect | |
| 60,000 | 60,000 | Indirect |
Footnotes
- Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
- The remaining RSUs vest in four equal quarterly installments beginning on March 20, 2025.
- The remaining RSUs vest in five equal quarterly installments beginning on March 20, 2025.
- The remaining RSUs vest in nine equal quarterly installments beginning on March 20, 2025.
- The remaining RSUs vest in 13 equal quarterly installments beginning on March 20, 2025.
- Each RSU represents a contingent right to receive one share of Class B Common Stock.
- All of the RSUs vested on December 20, 2024.
- The shares are held of record by a family trust for which the reporting person serves as a trustee.
- Excludes 164,500 shares previously reported as held directly by the Emerald GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Emerald GST Exempt Trust.
- The shares are held of record by the Emerald GST Non-Exempt Trust.
- Consists of 164,500 shares previously reported as held directly by the Emerald GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Emerald GST Exempt Trust.
- The shares are held of record by the Emerald GST Exempt Trust.
- Excludes 164,500 shares previously reported as held directly by the Sapphire GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Sapphire GST Exempt Trust.
- The shares are held of record by the Sapphire GST Non-Exempt Trust.
- Consists of 164,500 shares previously reported as held directly by the Sapphire GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Sapphire GST Exempt Trust.
- The shares are held of record by the Sapphire GST Exempt Trust.
- The shares are held of record by an additional family trust.
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