Filing Details
- Accession Number:
- 0001213900-24-111518
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2024-12-23 08:36:16
- Reporting Period:
- 2024-11-08
- Accepted Time:
- 2024-12-23 08:36:16
- Original Submission Date:
- 2024-12-20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1787518 | Nukkleus Inc. | NUKK | Services-Management Consulting Services (8742) | 383912845 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 2045096 | Anastasiia Kotaieva | C/O Nukkleus Inc., 525 Washington Boulevard Jersey City, NJ 07310 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2024-12-16 | 150,000 | $1.39 | 150,000 | No | 4 | A | Direct | |
| Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2024-11-08 | 319,952 | $2.41 | 319,952 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Warrant | Acquisiton | 2024-11-08 | 351,424 | $2.41 | 0 | $2.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 351,424 | 2024-11-08 | 2029-11-08 | No | 4 | P | Indirect |
Footnotes
- On November 8, 2024 as amended on November 14, 2024, Nukkleus Inc. entered into a Conversion Agreement with X Group Fund of Funds whereby the Company issued 319,952 shares of common stock and a Warrant to acquire 351,424 shares of common stock at an exercise price of $2.41 per share. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.
Billionaire Hedge Funds
