Filing Details
- Accession Number:
- 0001012975-11-000247
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-02 17:56:26
- Reporting Period:
- 2011-08-31
- Filing Date:
- 2011-09-02
- Accepted Time:
- 2011-09-02 17:56:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333170 | Nxstage Medical Inc. | NXTM | Electromedical & Electrotherapeutic Apparatus (3845) | 043454702 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192212 | O. Philippe Chambon | C/O New Leaf Venture Partners 7 Times Square, Suite 3502 New York NY 10036 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-08-31 | 57,480 | $18.47 | 2,102,914 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2011-09-01 | 2,085 | $18.52 | 2,100,829 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Acquisiton | 2011-09-01 | 112,862 | $5.50 | 2,213,691 | No | 4 | X | Indirect | See footnotes |
| Common Stock | Disposition | 2011-09-01 | 34,892 | $17.79 | 2,178,799 | No | 4 | S | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | X | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants (right to buy) | Disposition | 2011-09-01 | 112,862 | $0.00 | 112,862 | $5.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 85,964 | 2008-05-22 | 2013-05-22 | No | 4 | X | Indirect |
Footnotes
- See Footnote 1 in Exhibit 99.1
- See Footnote 2 in Exhibit 99.1
- See Footnote 3 in Exhibit 99.1
- See Footnote 4 in Exhibit 99.1
- See Footnote 5 in Exhibit 99.1
- See Footnote 6 in Exhibit 99.1
- See Footnote 7 in Exhibit 99.1
- See Footnote 8 in Exhibit 99.1
Billionaire Hedge Funds
