Filing Details
- Accession Number:
- 0001628280-24-052137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-19 20:24:28
- Reporting Period:
- 2024-12-18
- Accepted Time:
- 2024-12-19 20:24:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333986 | Equitable Holdings Inc. | EQH | Insurance Agents, Brokers & Service (6411) | 585512450 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1441552 | Nick Lane | C/O Equitable Holdings, Inc 1345 Avenue Of The Americas New York NY 10105 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-12-18 | 5,000 | $23.18 | 166,629 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-12-18 | 5,402 | $44.69 | 161,227 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-12-18 | 5,500 | $45.90 | 155,727 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-12-18 | 9,098 | $46.48 | 146,629 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-12-18 | 1,411 | $44.68 | 145,218 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-12-18 | 1,269 | $45.90 | 143,949 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-12-18 | 2,320 | $46.49 | 141,629 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2024-12-18 | 5,000 | $0.00 | 5,000 | $23.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 79,417 | 2030-02-26 | No | 4 | M | Direct |
Footnotes
- The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.
- Total includes Restricted Stock Units.
- This transaction was executed in multiple trades at prices ranging from $44.3500 to $45.3400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $45.3500 to $46.3400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $46.3500 to $46.7400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $44.3300 to $45.2900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $45.3600 to $46.3500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $46.3600 to $46.7600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.
Billionaire Hedge Funds
