Filing Details
- Accession Number:
- 0001562180-24-008485
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-18 18:43:38
- Reporting Period:
- 2024-12-16
- Accepted Time:
- 2024-12-18 18:43:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1840856 | Soundhound Ai Inc. | SOUN | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1921640 | Michael Zagorsek | C/O Soundhound Ai, Inc. 5400 Betsy Ross Drive Santa Clara CA 95054 | Chief Operating Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-12-16 | 138,906 | $2.16 | 1,612,228 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-12-16 | 138,906 | $17.63 | 1,473,322 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2024-12-18 | 138,906 | $2.16 | 1,612,228 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-12-18 | 138,906 | $20.00 | 1,473,322 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2024-12-18 | 138,906 | $2.16 | 1,612,228 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-12-18 | 138,906 | $22.50 | 1,473,322 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2024-12-18 | 1 | $2.18 | 1,473,323 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-12-18 | 1 | $22.50 | 1,473,322 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options (Right to buy) | Disposition | 2024-12-16 | 138,906 | $0.00 | 138,906 | $2.16 |
| Class A Common Stock | Stock Options (Right to buy) | Disposition | 2024-12-18 | 1 | $0.00 | 1 | $2.18 |
| Class A Common Stock | Stock Options (Right to buy) | Disposition | 2024-12-18 | 138,906 | $0.00 | 138,906 | $2.16 |
| Class A Common Stock | Stock Options (Right to buy) | Disposition | 2024-12-18 | 138,906 | $0.00 | 138,906 | $2.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 277,812 | 2026-07-26 | No | 4 | M | Direct | |
| 138,905 | 2027-09-06 | No | 4 | M | Direct | |
| 138,906 | 2026-07-26 | No | 4 | M | Direct | |
| 0 | 2026-07-26 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2024.
- This transaction was executed in multiple trades during the day at prices ranging from $17.50 to $17.77. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades during the day at prices ranging from $20.00 to $20.05. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Represents stock options issued pursuant to that certain Merger Agreement, dated as of November 15, 2021, by and among Archimedes Tech SPAC Partners Co., ATSPC Merger Sub, Inc. and SoundHound, Inc. ("SoundHound") (the "Transaction"), in exchange for SoundHound stock options granted on July 26, 2016. The shares subject to the option vested 25% on July 11, 2017 and is fully vested as of the date of this filing.
- Represents stock options issued in the Transaction in exchange for SoundHound stock options granted on September 6, 2017. The shares subject to the option vested 25% on August 1, 2018 and is fully vested as of the date of this filing.
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