Filing Details

Accession Number:
0001628280-24-051922
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-18 18:11:16
Reporting Period:
2024-12-16
Accepted Time:
2024-12-18 18:11:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
948708 Smith Micro Software Inc. SMSI Services-Prepackaged Software (7372) 330029027
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456883 M James Kempton 5800 Corporate Dr.
5Th Floor
Pittsburgh PA 15237
Vp, Cfo And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-12-16 437 $0.79 70,329 No 4 S Direct
Common Stock Disposition 2024-12-17 183 $0.76 70,146 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
Footnotes
  1. Shares were sold for tax planning purposes at a price of $0.7886 per share.
  2. Shares withheld, at an average vesting price of $0.76 per share, for the payment of income taxes.