Filing Details
- Accession Number:
- 0001237899-11-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-02 16:45:25
- Reporting Period:
- 2011-08-31
- Filing Date:
- 2011-09-02
- Accepted Time:
- 2011-09-02 16:45:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
872589 | Regeneron Pharmaceuticals Inc | REGN | Pharmaceutical Preparations (2834) | 133444607 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1013064 | Roy P Vagelos | 777 Old Saw Mill River Road Tarrytown NY 10591 | Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-31 | 312,500 | $28.01 | 452,587 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-31 | 143,587 | $60.96 | 309,000 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-08-31 | 76,458 | $60.96 | 232,542 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-09-01 | 3,500 | $60.00 | 229,042 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-09-02 | 35,968 | $60.35 | 193,074 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-09-02 | 29,529 | $61.42 | 163,545 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-09-02 | 23,458 | $62.04 | 140,087 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-08-31 | 312,500 | $0.00 | 312,500 | $28.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-12-18 | 2011-12-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,271 | Indirect | By 401(k) Plan |
Common Stock | 175,056 | Indirect | by CLAT |
Common Stock | 94,222 | Indirect | by GRAT |
Common Stock | 160,000 | Indirect | by Spouse as Trustee |
Common Stock | 1,203 | Indirect | by trust for grandch |
Footnotes
- Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
- Represents volume-weighted average price of sales of 3,500 shares of Company stock on September 1, 2011 at prices ranging from $60.00 to $60.03. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the trust on September 1, 2011 at each separate price.
- Represents volume-weighted average price of sales of 35,698 shares of Company stock on September 2, 2011 at prices ranging from $60.00 to $60.93. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the trust on September 2, 2011 at each separate price.
- Represents volume-weighted average price of sales of 29,529 shares of Company stock on September 2, 2011 at prices ranging from $61.06 to $61.82. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the trust on September 2, 2011 at each separate price.
- Represents volume-weighted average price of sales of 23,458 shares of Company stock on September 2, 2011 at prices ranging from $62.01 to $62.16. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the trust on September 2, 2011 at each separate price.
- By an irrevocable trust for the benefit of grandchildren of the reporting person, of which the spouse of the reporting person is trustee.
- By a trust for the benefit of certain grandchildren of the reporting person, of which the reporting person and/or the spouse of the reporting person is trustee.
- The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant
- Exercisable date, exercise date, exercise price, purchase price, sales price, and/or expiration date is not applicable in this case.