Filing Details
- Accession Number:
- 0001415889-24-029691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-17 20:59:48
- Reporting Period:
- 2024-12-15
- Accepted Time:
- 2024-12-17 20:59:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1577526 | C3.Ai Inc. | AI | Services-Prepackaged Software (7372) | 263999357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
2014154 | Hitesh Lath | C/O C3.Ai, Inc. 1400 Seaport Blvd Redwood City CA 94063 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-12-15 | 8,007 | $0.00 | 8,858 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-12-15 | 4,058 | $39.46 | 4,800 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2024-12-17 | 3,949 | $42.36 | 851 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2024-12-15 | 8,007 | $0.00 | 8,007 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
128,124 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
- The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 27, 2024.
- Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.