Filing Details

Accession Number:
0001415889-24-029691
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-17 20:59:48
Reporting Period:
2024-12-15
Accepted Time:
2024-12-17 20:59:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577526 C3.Ai Inc. AI Services-Prepackaged Software (7372) 263999357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2014154 Hitesh Lath C/O C3.Ai, Inc.
1400 Seaport Blvd
Redwood City CA 94063
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-12-15 8,007 $0.00 8,858 No 4 M Direct
Class A Common Stock Disposition 2024-12-15 4,058 $39.46 4,800 No 4 F Direct
Class A Common Stock Disposition 2024-12-17 3,949 $42.36 851 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2024-12-15 8,007 $0.00 8,007 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
128,124 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
  2. The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 27, 2024.
  3. Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.