Filing Details
- Accession Number:
- 0001209191-11-046542
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-02 16:26:10
- Reporting Period:
- 2011-09-01
- Filing Date:
- 2011-09-02
- Accepted Time:
- 2011-09-02 16:26:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1313918 | Cifc Corp. | DFR | Finance Services (6199) | 202008622 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518193 | Peter Gleysteen | C/O Cifc Corp. 250 Park Avenue New York NY 10177 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-01 | 5,000 | $5.18 | 5,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-09-01 | 5,000 | $5.47 | 10,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Held in a joint account with spouse.
- Mr. Gleysteen is a Member, Officer and Director of CIFC Parent Holdings LLC ("CIFC Parent") and may be considered to have beneficial ownership of sharesof common stock of the Issuer held by CIFC Parent. Mr. Gleysteen disclaims beneficial ownership of all such shares, except to the extent of his pecuniaryinterest therein.