Filing Details
- Accession Number:
- 0001773751-24-000403
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2024-12-17 19:57:40
- Reporting Period:
- 2024-12-13
- Accepted Time:
- 2024-12-17 19:57:40
- Original Submission Date:
- 2024-12-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1773751 | Hims & Hers Health Inc. | HIMS | Services-Offices & Clinics Of Doctors Of Medicine (8011) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1837796 | Andrew Dudum | 2269 Chestnut Street, #523 San Francisco CA 94123 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-12-13 | 176,308 | $0.00 | 209,810 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-12-13 | 97,062 | $30.02 | 112,748 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2024-12-16 | 2,792 | $28.87 | 109,956 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2024-12-16 | 31,934 | $28.89 | 538,464 | No | 4 | S | Indirect | Held by Trustee of Dudum Family Community Property Trust |
Class A Common Stock | Disposition | 2024-12-16 | 15,600 | $29.78 | 522,864 | No | 4 | S | Indirect | Held by Trustee of Dudum Family Community Property Trust |
Class A Common Stock | Acquisiton | 2024-12-16 | 17,001 | $2.43 | 126,957 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-12-16 | 17,001 | $28.78 | 109,956 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2024-12-16 | 16,667 | $2.43 | 126,623 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-12-16 | 16,667 | $28.79 | 109,956 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2024-12-16 | 41,667 | $2.43 | 151,623 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-12-16 | 41,667 | $30.35 | 109,956 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2024-12-17 | 68,707 | $32.01 | 41,249 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2024-12-17 | 10,539 | $32.63 | 30,710 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | Held by Trustee of Dudum Family Community Property Trust |
No | 4 | S | Indirect | Held by Trustee of Dudum Family Community Property Trust |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Unit | Disposition | 2024-12-13 | 35,446 | $0.00 | 35,446 | $0.00 |
Class A Common Stock | Restricted Stock Unit | Disposition | 2024-12-13 | 35,242 | $0.00 | 35,242 | $0.00 |
Class A Common Stock | Restricted Stock Unit | Disposition | 2024-12-13 | 7,330 | $0.00 | 7,330 | $0.00 |
Class A Common Stock | Restricted Stock Unit | Disposition | 2024-12-13 | 107 | $0.00 | 107 | $0.00 |
Class A Common Stock | Restricted Stock Unit | Disposition | 2024-12-13 | 3,575 | $0.00 | 3,575 | $0.00 |
Class A Common Stock | Restricted Stock Unit | Disposition | 2024-12-13 | 1,789 | $0.00 | 1,789 | $0.00 |
Class A Common Stock | Restricted Stock Unit | Disposition | 2024-12-13 | 18,289 | $0.00 | 18,289 | $0.00 |
Class A Common Stock | Restricted Stock Unit | Disposition | 2024-12-13 | 74,530 | $0.00 | 74,530 | $0.00 |
Class A Common Stock | Stock Option (right to buy) | Disposition | 2024-12-16 | 17,001 | $0.00 | 17,001 | $2.43 |
Class A Common Stock | Stock Option (right to buy) | Disposition | 2024-12-16 | 16,667 | $0.00 | 16,667 | $2.43 |
Class A Common Stock | Stock Option (right to buy) | Disposition | 2024-12-16 | 41,667 | $0.00 | 41,667 | $2.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
319,019 | No | 4 | M | Direct | ||
176,210 | No | 4 | M | Direct | ||
7,330 | No | 4 | M | Direct | ||
108 | No | 4 | M | Direct | ||
3,576 | No | 4 | M | Direct | ||
1,789 | No | 4 | M | Direct | ||
18,289 | No | 4 | M | Direct | ||
968,888 | No | 4 | M | Direct | ||
187,015 | 2030-06-17 | No | 4 | M | Direct | |
1,606,402 | 2030-06-16 | No | 4 | M | Direct | |
1,564,735 | 2030-06-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,194,545 | Indirect | Held by Trustee of AD 2022 GRAT 3 dated 11-28-2022 |
Class A Common Stock | 1,177,133 | Indirect | Held by Trustee of Andrew Dudum 2015 Trust Dated July 2, 2015 |
Class A Common Stock | 1,286,627 | Indirect | Held by Trustee of AD 2021 GRAT dated 11-1-2021 |
Class A Common Stock | 534,491 | Indirect | Held by Trustee of AD 2022 GRAT |
Class A Common Stock | 321,657 | Indirect | Held by Trustee of AD 2021 GRAT 2 dated 11-1-2021 |
Class A Common Stock | 1,584,506 | Indirect | Held by Trustee of AD 2023 GRAT dated 9-5-2023 |
Class A Common Stock | 829,185 | Indirect | Held by Trustee of AD 2022 GRAT 2 dated 9/7/2022 |
Class A Common Stock | 1,500 | Indirect | Held by Trustees of Richard M. Dudum Irrevocable 1 U/A dtd 10/15/1997 |
Class A Common Stock | 2,874,769 | Indirect | Held by Trustee of Dudum Family Heritage Trust UAD 8-10-2021 |
Footnotes
- The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU.
- The shares of Class A Common Stock were withheld by the issuer to cover tax withholding obligations in connection with the reported vesting and settlement of RSUs.
- The stock option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on August 28, 2024 by the Reporting Person.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $28.68 - $29.03. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $28.51 - $29.50. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $29.505 - $30.22. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $28.50 - $29.12. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $28.51 - $29.21. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $30.00 - $30.72. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $31.58 - $32.56. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $32.58 - $32.77. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The Form 4 is being amended to add holdings that were omitted in error in the original filing. No transactions occurred in these holdings.
- The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), with the first such vesting date on June 15, 2023.
- The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after June 15, 2022.
- The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after March 15, 2021.
- The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), with the first such vesting date on June 15, 2024.
- Prior to the Company's business combination transaction in 2021, the option represented the right to purchase 7,166,182 shares of Hims, Inc. with an exercise price of $1.10. Following the Company's business combination transaction in 2021, the option converted into the right to purchase 3,246,139 shares of the Company with an exercise price of $2.43. 100% of the shares subject to the option vested upon certain specified thresholds met in 2021.
- The Stock Option was received in exchange for an option to purchase 3,583,091 shares of Class A Common Stock of Hims, Inc., with an exercise price of $1.10, in connection with the Merger. 1/48 of the shares subject to the Stock Option vest when the Reporting Person completes each month of continuous Service beginning March 13, 2020.