Filing Details
- Accession Number:
- 0001209191-11-046540
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-02 16:25:11
- Reporting Period:
- 2011-09-01
- Filing Date:
- 2011-09-02
- Accepted Time:
- 2011-09-02 16:25:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1313918 | Cifc Corp. | DFR | Finance Services (6199) | 202008622 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518163 | Iii C. Robert Milton | C/O Cifc Corp. 250 Park Avenue New York NY 10177 | General Counsel (Asset Mgmt.) | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-01 | 2,500 | $5.35 | 2,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Mr. Milton is a Member of CIFC Parent Holdings LLC ("CIFC Parent") and may be considered to have beneficial ownership of shares of common stock of theIssuer held by CIFC Parent. Mr. Milton disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.