Home > Insider Trading > Filing (0001415889-24-029680)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1699838	Confluent Inc.	CFLT	Services-Prepackaged Software (7372)	471824387

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1869216	Neha Narkhede	C/O Confluent, Inc. 899 W. Evelyn Avenue Mountain View CA 94041		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2024-12-13	186,300	$0.00	206,547	No	4	C	Direct
Class A Common Stock	Disposition	2024-12-13	180,763	$30.63	25,784	No	4	S	Direct
Class A Common Stock	Disposition	2024-12-13	5,537	$31.34	20,247	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (Right to Buy)	Disposition	2024-12-13	186,300	$0.00	186,300	$2.24
Class A Common Stock	Class B Common Stock	Acquisiton	2024-12-13	186,300	$0.00	186,300	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2024-12-13	186,300	$0.00	186,300	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
963,802	2028-10-21	No	4	M	Direct
1,270,029		No	4	M	Direct
1,083,729		No	4	C	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	824	Indirect	By Trust

Footnotes

Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Shares sold pursuant to a 10b5-1 plan adopted September 13, 2024.
The shares were sold at prices ranging from $30.26 to $31.25. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $31.26 to $31.38. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments with a vesting commencement date of June 23, 2021, subject to Reporting Person's continuous service through each such vesting date.